Confidential — For Accredited Investors Only

Autonomous Alpha.
Without Discretion.

Signal AI Capital is a systematic options fund powered by a fully autonomous AI engine. We remove human emotion from the equation — navigating liquid ETF markets with speed and precision no discretionary manager can match.

View the Framework
The Opportunity

Options markets reward
speed and consistency.

Institutional options flow in liquid ETFs creates persistent, quantifiable inefficiencies. Human traders cannot process and act on these signals at scale. Our AI engine can — navigating liquid ETF markets with speed and precision, continuously, across a curated universe of high-liquidity instruments.

$11T+
Daily notional volume in U.S. listed options markets
0ms
Emotional latency — fully autonomous execution, zero human override
24/7
Continuous signal monitoring across the full ETF universe
ETF-Only
Curated, highly liquid instrument universe minimizes slippage and tail risk
Investment Strategy

How the engine
generates returns.

Signal AI Capital deploys a systematic, rules-based options strategy across a curated ETF universe. Every position is sized, entered, and exited by the AI — no discretionary input, no exceptions.

Universe

Curated ETF Focus

We trade options exclusively on a defined set of high-liquidity ETFs — SPY, QQQ, IWM, GLD, TLT, and sector equivalents. This concentration ensures tight spreads, reliable execution, and deep historical signal data.

Signal

AI-Driven Entry & Exit

Proprietary signal detection identifies structural options flow imbalances, volatility surface dislocations, and momentum inflections. The AI engine triggers trades only when multiple confirmation layers align — no guessing, no gut feel.

Sizing

Dynamic Position Sizing

Position size is calibrated dynamically based on signal confidence, current portfolio exposure, and real-time volatility regimes. The engine reduces risk automatically in adverse conditions — no manual intervention required.

Risk

Hard-Coded Drawdown Controls

Maximum drawdown thresholds are enforced at both the position and portfolio level. The engine halts new entries if daily or monthly loss limits are breached, preserving capital ahead of any recovery sequence.

Competitive Edge

Why Signal AI Capital
is different.

The fund's architecture was designed from the ground up around a single principle: eliminate every source of human error from the trading process.

01 — Autonomy

Zero Discretion

No portfolio manager overrides. No committee approvals. The AI executes per its rules — consistently, every session. Human emotion is structurally removed from the P&L.

02 — Speed

Machine-Speed Execution

Signal detection to order submission occurs in milliseconds. The engine captures entry windows that no human trader can reliably hit at scale.

03 — IP Moat

Proprietary Architecture

The signal logic, position sizing engine, and risk framework are internally developed and protected. No off-the-shelf platform. No replicable toolset.

04 — Focus

ETF-Only Discipline

By limiting the universe to liquid ETFs, the fund avoids single-stock event risk, earnings surprises, and illiquidity — categories where systematic edge erodes fastest.

05 — Scale

Designed to Scale

The architecture supports significant AUM growth without degrading execution quality. Liquidity in the ETF options universe absorbs capital at multiples of early-stage fund size.

06 — Track Record

Live Signal History

The underlying AI engine has been operating and generating auditable signal data in live market conditions — not a backtest, not a simulation.

Fund Terms

Structure &
economics.

Signal AI Capital is structured as a Delaware LP. The management company acts as General Partner. All investors must qualify as accredited investors under Regulation D.

Fund StructureDelaware Limited Partnership
OfferingReg D 506(c) — Accredited Investors Only
Management Fee2% annually on AUM
Performance Fee50% of net profits above high-water mark
Minimum Investment$250,000
LiquidityQuarterly redemptions with 60-day notice
Lock-Up12 months from initial subscription
AuditorIndependent, TBD at launch
AdministratorThird-party fund administrator — NAV monthly
Prime BrokerTBD — Interactive Brokers / Goldman Sachs
Target AUM (Year 1)$5M – $15M
Target AUM (Year 3)$50M – $100M
Launch Roadmap

Path to
institutional scale.

Months 1–3

Legal & Structural Foundation

Form Delaware LP and management company. Engage securities attorney. Draft PPM, subscription documents, and LP agreement. Establish prime brokerage relationship and fund administrator.

Months 3–6

Seed Capital & Track Record

Open fund to friends, family, and initial accredited investors. Target $500K–$2M seed round. Begin generating auditable fund-level performance record under formal structure.

Months 6–12

Investor Relations Build-Out

Formalize IR function. Develop quarterly reporting cadence. Begin outreach to family offices and high-net-worth investor networks. Target $5M–$15M AUM by end of year one.

Year 2+

Institutional Expansion

Register as RIA upon reaching applicable AUM thresholds. Engage institutional placement agents. Target first institutional LP commitment. Scale AUM toward $50M–$100M by year three.

The Team

Built by operators,
not academics.

Chris Dockstader

CEO

Architect of the Signal AI engine and the underlying signal detection framework. Responsible for strategy development, technology infrastructure, risk oversight, and overall fund management. Combines deep technical expertise with direct market operations experience.

Matthew Tatham

CIO

Leads investor relations, LP development, and capital formation strategy through G3 Capital relationships and broader institutional network. Responsible for growing and managing the fund's investor base from seed through institutional scale.

Next Step

Request the
Private Placement Memorandum.

Qualified accredited investors may request the full PPM, track record data, and a one-on-one introduction call with the managing partner.